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Introduction 
 The various guidelines given by United 
States Food and Drug administration 
are: 
 For the maintenance and for conducting the 
toxicological studies 
 Bioequivalence studies 
 Clinical trials and 
 In the field of radiology
Products Regulated by FDA 
 Food: 
 Dietary Supplements 
 Nutrition 
 Food Borne illness etc. 
 Drugs: 
 Prescription 
 Over the counter 
 Generic etc. 
 Medical Devices: 
 Contact lenses 
 Hearing aids etc.
 Biologics: 
 Vaccines 
 Blood products 
 Animal Feed and Drugs: 
 For pets 
 Cosmetics 
 Safety, 
 Labeling etc 
 Radiation emitting products: 
 Cell phones 
 Lasers 
 Microwaves etc. 
 Combination Products
Guidelines 
1. Manufacturing of sterile products 
 Produced by the FDA in USA and published 
in 1987 
 FDA defines 2 areas in aseptic processing 
that are of particular importance to drug 
product quality 
○ Critical area 
 Activities that are conducted in this area include 
manipulations of the sterilized materials or products 
prior to and during filling or closing operations 
○ Controlled area 
 Packing and labeling is done
2. Guidelines for Radiological Health – MRI 
 Although MRI does not use ionizing radiation to 
produce images, there are still some important 
safety considerations which one should be 
familiar with. These concern the use of; 
○ Strong magnetic fields 
○ Radio frequency energy 
○ Time varying magnetic fields 
○ Cryogenic liquids 
○ Magnetic field gradients
 The US FDA safety guidelines states the field 
strengths not exceeding 2 tesla may be routinely 
used. 
 People with pacemakers must not be exposed 
to magnetic fields > 5 Gauss. 
 The RF energy form in imaging sequence can 
cause heating of the tissues in the body. 
 The SAR is the limiting measure for the RF 
energy 
○ SAR = watts/Kg 
○ SAR for the whole body must be < 0.4w/kg 
○ Must be < 3.0w/kg averaged over the head
 Any pulse sequence must not rise the temp 
by more than 1 deg C and not greater than 
38 deg C in the head, 39 deg C in trunk and 
40 deg C in the extremities. 
 Imaging gradients do produce high acoustic 
noise levels. 
○ The American limits the peak acoustic noise to 
200 Pascal or 140 decibels with references to 
20 micropascals 
○ The sounds may be due to the turning on and 
off of the magnetic field gradients in various 
imaging sequences.
3. Maintenance of storage temperature 
conditions during transport. 
 Drug efficacy depends on proper temperature 
management 
 Uniquely patented flexible ice blanket design can be 
layered over, under or wrapped around products for 
a blanket of protection. This keeps the product 
insulated from outside temperatures. 
 While minimizing shipping damage and 
contamination, many leading pharmaceutical 
companies are choosing cryopak in response to the 
increasing US Pharmacopeia and US FDA 
involvement with cold chain management practices 
and strict enforcement of the industries food 
manufacturing practices.
4. Food, Seafood and Perishables 
 The important aspect of USFDA compliance is that 
the ability to keep fragile seafood products in the 
critical temperature range of 32 to 40oF during 
shipping, handling and storage . 
 Even after melting it continues to deliver high quality, 
fresh product to customer's doorstep. 
 The patented cryopak flexible pouch design is easy 
to custom fit to virtually any size or type of seafood 
shipment.
5. Guide lines for clinical trials 
 These guidelines have been evolved wih 
consideration of WHO, ICH, USFDA and European 
GCP guidelines as well as the ethical guidelines for 
biochemical research on human subjects issued by 
the Indian council for medical Research. 
 They should be followed for carrying out research at 
all stages of drug development, whether prior or 
subsequent to product registration. 
 Clinical trial is a systematic study of pharmaceutical products 
on human subjects in order to discover or verify the clinical 
and/or adverse effects wih the subject of determining their 
safety and/or efficacy.
Phase-I: Human/Clinical 
Pharmacology trials 
 The objective is to determine the maximum 
tolerated dose in humans, 
pharmacodynamics effect, adverse 
effect/reactions if any. 
 These are often carried out in healthy 
volunteers. 
 At least two subjects should be used in 
each dose. 
 These are carried out by investigators 
trained in clinical pharmacology and having 
the necessary facilities to closely observe 
and monitor the subjects.
Phase-II: Exploratory trials 
 Limited number of patients are studied to 
determine possible effects. 
 Studied to determine possible therapeutic 
uses, effective dose range and further 
evaluation of safety and pharmacokinetics. 
 10-12 subjects should be studied at each 
dose levels.
Phase-III: Confirmatory 
trials 
 The purpose of these trials is to obtain 
sufficient evidence about the efficacy and 
safety of the drug in a larger number of 
patients. 
 Data on ADRs observed during clinical use 
of the drug should be reported. 
 The report on its efficacy in the prescribed 
format as per USFDA guidelines should be 
submitted.
Phase-IV 
 These studies are performed after 
marketing of the pharmaceutical products. 
 All clinical trials should be according to the 
GCP. 
 Prerequisites for the study are- 
 Investigational pharmaceutical product. 
 Pre-clinical supporting data
Protocol :Relevant 
components of protocol 
 General Information 
 Objectives and justification 
 ethical considerations 
 study design 
 Inclusion, exclusion and with drawal of 
subjects 
 Handling of the products 
 Assessment of efficacy and safety 
 Statistics 
 Data handling and management 
 Quality control and quality assurance 
 compensation of accidental injury
Clinical Trials for Vaccines 
 Some Vaccines that contain active or live 
attenuated organisms can possibly posses 
a small risk of producing particular 
infection. 
 The subjects to be vaccinated should be 
informed . 
 Guidelines for the clinical trials of medical 
devices and diagnostic agents are also 
stated.
Data to be submitted with 
application for permission to 
market a new drug 
 Introduction 
 Chemical Information 
 Pharmaceutical information 
 Animal pharmacology 
 Animal Toxicology 
 Information about clinical trials and any other 
special studies. 
 Regulatory status in other countries 
 Marketing information
Format for submission of 
clinical trail reports 
 Title of the trial 
 Name of the investigator and institution 
 Objectives of the trial 
 Design of study 
 Number of patients 
 Treatment given 
 Observations made before the trial, after the trials and 
during the trials 
 Results 
 Discussion 
 Summary
Animal Toxicity requirements for 
clinical trails and marketing a new 
drug 
 Contents of the brochure: 
 Species used 
 Number and sex of animals in each group 
 Unit dose(mg/Kg) 
 Dose Interval 
 Route of administration 
 Duration of dosing 
 Information on systemic distribution 
 Duration of post exposure follow up 
 Results 
 Reversibility of effects 
 Duration of effects 
 Dose Response
Essential Documents for the 
conduct of a clinical trial 
 These documents demonstrate the 
compliance of the investigator, sponsor and 
monitor and with other applicable 
regulatory requirements. 
 The documents are of 3 types, gives the 
information before the trial, after the trail 
and during the trial.
Types of Documents 
1. Before clinical trials have commenced 
 Investigators brochure 
 Signed protocol and amendments if any 
 Information given to trial subject 
 Any other written information 
 Advertisement for subject requirement 
 Financial aspects of the trial 
 Insurance statement 
 Dated documented approval of independent 
ethics committee of the protocols and any 
amendments, CRF informed consent form
2. During clinical trials 
 Medical/Lab/technical procedures/tests. 
 Certificates of analysis for new batches of 
investigational products. 
 Signed informed consent forms 
 Record of retained bodyfluids/tissue samples if any
3.After clinical trials 
 Completed subject identification code list 
 Final trial close out monitoring report 
 Clinical study report
Guidelines for maintenance 
of quality control and 
assurance 
 The assurance of product quality 
depends more on the responsibility of 
maintaining product quality during 
production than thus proper sampling 
and adequate testings of various 
components and finished goods.
The following are the 
guidelines for colorants 
given by FDA 
Colorant Restriction on use 
FD&C 
Blue# 1,2 
Green#2 
Red#3,4 
yellow # 5,6 
Can be used for food, drugs and cosmetics 
D&C 
Blue#6 
Green#5,6 
Orange#5,10,17 
Red#6,7,21,22,27,28 
Provisional listing for use in drugs and 
cosmetics 
Red#8,12,19,33,36 Provisional listing for use in drugs and 
cosmetics C restriction of NMT 0.75mg to be 
ingested on daily basis
Guidelines for packing 
materials 
 When the FDA evaluates a drug, the agency must be 
firmly convenient that the package for a specific drug 
will preserve the drugs efficacy as well as its purity 
identity, strength and quality for its entire shelf life. 
 FDA does not approve containers as such but only 
materials used in the container. 
 A list of substances considered 'generally recognized 
as safe '(GRAS) has been published by the FDA. 
 A material which is not included under (GRAS) is 
intended to be used where food must be tested by the 
manufacturer and data must be subjected.
Item Function Test Required 
High Density 
Polyethylene 
Containers 
Containers for capsules and 
tablets 
Thermal Analysis 
Multiple internal reflectance 
extrable substances 
heavy metals 
Glass 
TYPE I 
TYPE II 
Parenteral 
and neutral parenteral 
preparations 
Light Transmission 
chemical resistance 
powered glass test 
water attack . 
TYPE III 
TYPE IV 
oral/topical 
Elastomeric closure for 
infection 
Parenteral use Biologic test acute systemic 
toxicity 
physiochemical test 
turbidity pH change 
total extrac. 
heavy metals
Usfda guidelines (1)

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Usfda guidelines (1)

  • 1.
  • 2. Introduction  The various guidelines given by United States Food and Drug administration are:  For the maintenance and for conducting the toxicological studies  Bioequivalence studies  Clinical trials and  In the field of radiology
  • 3. Products Regulated by FDA  Food:  Dietary Supplements  Nutrition  Food Borne illness etc.  Drugs:  Prescription  Over the counter  Generic etc.  Medical Devices:  Contact lenses  Hearing aids etc.
  • 4.  Biologics:  Vaccines  Blood products  Animal Feed and Drugs:  For pets  Cosmetics  Safety,  Labeling etc  Radiation emitting products:  Cell phones  Lasers  Microwaves etc.  Combination Products
  • 5. Guidelines 1. Manufacturing of sterile products  Produced by the FDA in USA and published in 1987  FDA defines 2 areas in aseptic processing that are of particular importance to drug product quality ○ Critical area  Activities that are conducted in this area include manipulations of the sterilized materials or products prior to and during filling or closing operations ○ Controlled area  Packing and labeling is done
  • 6. 2. Guidelines for Radiological Health – MRI  Although MRI does not use ionizing radiation to produce images, there are still some important safety considerations which one should be familiar with. These concern the use of; ○ Strong magnetic fields ○ Radio frequency energy ○ Time varying magnetic fields ○ Cryogenic liquids ○ Magnetic field gradients
  • 7.  The US FDA safety guidelines states the field strengths not exceeding 2 tesla may be routinely used.  People with pacemakers must not be exposed to magnetic fields > 5 Gauss.  The RF energy form in imaging sequence can cause heating of the tissues in the body.  The SAR is the limiting measure for the RF energy ○ SAR = watts/Kg ○ SAR for the whole body must be < 0.4w/kg ○ Must be < 3.0w/kg averaged over the head
  • 8.  Any pulse sequence must not rise the temp by more than 1 deg C and not greater than 38 deg C in the head, 39 deg C in trunk and 40 deg C in the extremities.  Imaging gradients do produce high acoustic noise levels. ○ The American limits the peak acoustic noise to 200 Pascal or 140 decibels with references to 20 micropascals ○ The sounds may be due to the turning on and off of the magnetic field gradients in various imaging sequences.
  • 9. 3. Maintenance of storage temperature conditions during transport.  Drug efficacy depends on proper temperature management  Uniquely patented flexible ice blanket design can be layered over, under or wrapped around products for a blanket of protection. This keeps the product insulated from outside temperatures.  While minimizing shipping damage and contamination, many leading pharmaceutical companies are choosing cryopak in response to the increasing US Pharmacopeia and US FDA involvement with cold chain management practices and strict enforcement of the industries food manufacturing practices.
  • 10. 4. Food, Seafood and Perishables  The important aspect of USFDA compliance is that the ability to keep fragile seafood products in the critical temperature range of 32 to 40oF during shipping, handling and storage .  Even after melting it continues to deliver high quality, fresh product to customer's doorstep.  The patented cryopak flexible pouch design is easy to custom fit to virtually any size or type of seafood shipment.
  • 11. 5. Guide lines for clinical trials  These guidelines have been evolved wih consideration of WHO, ICH, USFDA and European GCP guidelines as well as the ethical guidelines for biochemical research on human subjects issued by the Indian council for medical Research.  They should be followed for carrying out research at all stages of drug development, whether prior or subsequent to product registration.  Clinical trial is a systematic study of pharmaceutical products on human subjects in order to discover or verify the clinical and/or adverse effects wih the subject of determining their safety and/or efficacy.
  • 12. Phase-I: Human/Clinical Pharmacology trials  The objective is to determine the maximum tolerated dose in humans, pharmacodynamics effect, adverse effect/reactions if any.  These are often carried out in healthy volunteers.  At least two subjects should be used in each dose.  These are carried out by investigators trained in clinical pharmacology and having the necessary facilities to closely observe and monitor the subjects.
  • 13. Phase-II: Exploratory trials  Limited number of patients are studied to determine possible effects.  Studied to determine possible therapeutic uses, effective dose range and further evaluation of safety and pharmacokinetics.  10-12 subjects should be studied at each dose levels.
  • 14. Phase-III: Confirmatory trials  The purpose of these trials is to obtain sufficient evidence about the efficacy and safety of the drug in a larger number of patients.  Data on ADRs observed during clinical use of the drug should be reported.  The report on its efficacy in the prescribed format as per USFDA guidelines should be submitted.
  • 15. Phase-IV  These studies are performed after marketing of the pharmaceutical products.  All clinical trials should be according to the GCP.  Prerequisites for the study are-  Investigational pharmaceutical product.  Pre-clinical supporting data
  • 16. Protocol :Relevant components of protocol  General Information  Objectives and justification  ethical considerations  study design  Inclusion, exclusion and with drawal of subjects  Handling of the products  Assessment of efficacy and safety  Statistics  Data handling and management  Quality control and quality assurance  compensation of accidental injury
  • 17. Clinical Trials for Vaccines  Some Vaccines that contain active or live attenuated organisms can possibly posses a small risk of producing particular infection.  The subjects to be vaccinated should be informed .  Guidelines for the clinical trials of medical devices and diagnostic agents are also stated.
  • 18. Data to be submitted with application for permission to market a new drug  Introduction  Chemical Information  Pharmaceutical information  Animal pharmacology  Animal Toxicology  Information about clinical trials and any other special studies.  Regulatory status in other countries  Marketing information
  • 19. Format for submission of clinical trail reports  Title of the trial  Name of the investigator and institution  Objectives of the trial  Design of study  Number of patients  Treatment given  Observations made before the trial, after the trials and during the trials  Results  Discussion  Summary
  • 20. Animal Toxicity requirements for clinical trails and marketing a new drug  Contents of the brochure:  Species used  Number and sex of animals in each group  Unit dose(mg/Kg)  Dose Interval  Route of administration  Duration of dosing  Information on systemic distribution  Duration of post exposure follow up  Results  Reversibility of effects  Duration of effects  Dose Response
  • 21. Essential Documents for the conduct of a clinical trial  These documents demonstrate the compliance of the investigator, sponsor and monitor and with other applicable regulatory requirements.  The documents are of 3 types, gives the information before the trial, after the trail and during the trial.
  • 22. Types of Documents 1. Before clinical trials have commenced  Investigators brochure  Signed protocol and amendments if any  Information given to trial subject  Any other written information  Advertisement for subject requirement  Financial aspects of the trial  Insurance statement  Dated documented approval of independent ethics committee of the protocols and any amendments, CRF informed consent form
  • 23. 2. During clinical trials  Medical/Lab/technical procedures/tests.  Certificates of analysis for new batches of investigational products.  Signed informed consent forms  Record of retained bodyfluids/tissue samples if any
  • 24. 3.After clinical trials  Completed subject identification code list  Final trial close out monitoring report  Clinical study report
  • 25. Guidelines for maintenance of quality control and assurance  The assurance of product quality depends more on the responsibility of maintaining product quality during production than thus proper sampling and adequate testings of various components and finished goods.
  • 26. The following are the guidelines for colorants given by FDA Colorant Restriction on use FD&C Blue# 1,2 Green#2 Red#3,4 yellow # 5,6 Can be used for food, drugs and cosmetics D&C Blue#6 Green#5,6 Orange#5,10,17 Red#6,7,21,22,27,28 Provisional listing for use in drugs and cosmetics Red#8,12,19,33,36 Provisional listing for use in drugs and cosmetics C restriction of NMT 0.75mg to be ingested on daily basis
  • 27. Guidelines for packing materials  When the FDA evaluates a drug, the agency must be firmly convenient that the package for a specific drug will preserve the drugs efficacy as well as its purity identity, strength and quality for its entire shelf life.  FDA does not approve containers as such but only materials used in the container.  A list of substances considered 'generally recognized as safe '(GRAS) has been published by the FDA.  A material which is not included under (GRAS) is intended to be used where food must be tested by the manufacturer and data must be subjected.
  • 28. Item Function Test Required High Density Polyethylene Containers Containers for capsules and tablets Thermal Analysis Multiple internal reflectance extrable substances heavy metals Glass TYPE I TYPE II Parenteral and neutral parenteral preparations Light Transmission chemical resistance powered glass test water attack . TYPE III TYPE IV oral/topical Elastomeric closure for infection Parenteral use Biologic test acute systemic toxicity physiochemical test turbidity pH change total extrac. heavy metals